In the case where a broker was found guilty of license law violations and the recovery fund was required to pay a judgment of $8,000 from the fund, what could the frec do to the broker?

a. the frec must revoke the broker's license for being found guilty.
b. the frec must suspend the broker's license until the fund has been repaid.
c. the frec may issue a citation.
d. the frec must put the broker under probation.

Question

06-06-2022
Business

Answered

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In the case where a broker was found guilty of license law violations and the recovery fund was required to pay a judgment of $8,000 from the fund, what could the frec do to the broker?

a. the frec must revoke the broker's license for being found guilty.
b. the frec must suspend the broker's license until the fund has been repaid.
c. the frec may issue a citation.
d. the frec must put the broker under probation.

Sagot :

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topeadeniran2 topeadeniran2 · Answer 1 · 2022-06-10T11:19:58-04:00

When a broker was found guilty of license law violations and the recovery fund was required to pay a judgment of $8,000 from the fund, the frec must revoke the broker's license for being found guilty.

Who's a broker?

It should be noted that a broker simply means a person that buys and sells shares for other people.

In this case, when a broker was found guilty of license law violations and the recovery fund was required to pay a judgment of $8,000 from the fund, the frec must revoke the broker's license for being found guilty.

Learn more about broker on:

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Sagot :

Who's a broker?

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