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An unlicensed assistant finds leads for their agent employer by prospecting. whose unlicensed assistant, agent, and sponsoring broke could be fined, and/or have a license suspended or revoked.
If you hire an unlicensed assistant, it is your responsibility to make sure that any work or projects you provide them do not involve any activities that call for a BCFSA license. If you suspect that your assistant has been trading without a license, having an employment contract with the brokerage that specifies what she is being hired to do can help protect you. You must keep in mind that having an assistant who will have access to your clients' private information is important information that needs to be disclosed to them.
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