Looking for trustworthy answers? Westonci.ca is the ultimate Q&A platform where experts share their knowledge on various topics. Our platform offers a seamless experience for finding reliable answers from a network of knowledgeable professionals. Our platform offers a seamless experience for finding reliable answers from a network of knowledgeable professionals.
Sagot :
The Securities Act Amendments of 1975 is the federal regulation that established this process.
According to the Securities Act Amendments, neither a municipal securities issuer nor an employee of a municipal securities issuer acting in the course of his official duties shall be deemed to be a municipal securities dealer for the purposes of the Act's regulatory purposes by reason of the purchase or sale of securities. In order to ensure greater financial transparency and accuracy and less fraud or manipulation, the Securities Exchange Act of 1934 (SEA) was developed to regulate securities transactions on the secondary market, after the issue. Companies subject to the Securities Exchange Act and whose securities are held by more than 500 owners are required to submit annual and other periodic reports to the SEC.
Learn more about Securities Act Amendments brainly.com/question/20383549
#SPJ4
We hope this was helpful. Please come back whenever you need more information or answers to your queries. We hope you found this helpful. Feel free to come back anytime for more accurate answers and updated information. Your questions are important to us at Westonci.ca. Visit again for expert answers and reliable information.
