An agent asks a customer to make an offer to sell a security to that agent's broker-dealer for value. under the uniform securities act, the agent has offered to buy the security.
What is uniform securities act?
The Uniform Securities Act is a model law that any state can use to help them create their own state securities laws. The National Conference of Uniform State Law Commissioners was responsible for its creation. The Securities and Exchange Commission (SEC) needs assistance with enforcement and regulation, thus the Uniform Securities Act was created to address securities fraud at the state level.
Therefore,
An agent asks a customer to make an offer to sell a security to that agent's broker-dealer for value. under the uniform securities act, the agent has offered to buy the security.
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