All of the following must be filed with FINRA as investment company advertising or sales literature EXCEPT _____.

a: a.Statement of additional information
b.Mutual fund performance summary prepared by a registered representative
c.Group e-mail announcing that a specific mutual fund is now available from a broker-dealer
d."Wrapper," containing a performance summary, that encloses a prospectus

Question

10-06-2024
Business

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All of the following must be filed with FINRA as investment company advertising or sales literature EXCEPT _____.

a: a.Statement of additional information
b.Mutual fund performance summary prepared by a registered representative
c.Group e-mail announcing that a specific mutual fund is now available from a broker-dealer
d."Wrapper," containing a performance summary, that encloses a prospectus

Sagot :

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