Under which of the following is it illegal, in connection with the sale or purchase of a security, to employ any scheme or to engage in any practice that defrauds another person participating in the financial markets?
A. OSHA regulations.
B. FTC regulations.
C. Rule 10 (b) of the 1934 Act.
D. Rule 10 (b) of the 1933 Act.

Question

15-06-2024
Law

Answered

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Under which of the following is it illegal, in connection with the sale or purchase of a security, to employ any scheme or to engage in any practice that defrauds another person participating in the financial markets?
A. OSHA regulations.
B. FTC regulations.
C. Rule 10 (b) of the 1934 Act.
D. Rule 10 (b) of the 1933 Act.

Sagot :

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