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section 10(b) of the securities exchange act of 1934 applies to the trading of securities a. in almost any circumstances. b. only by investment companies on organized exchanges. c. only involving tippers and tippees in private transactions. d. only involving short-swing profits obtained in over-the-counter markets.

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Section 10(b) of the securities exchange act of 1934 applies to the trading of securities is in almost any circumstances.

The Securities Exchange Act calls for disclosure of vital facts through all and sundry in search of to collect greater than five percentage of a company's securities through direct buy or gentle offer.  Such a suggestion regularly is prolonged which will advantage manipulate of the company.

The Securities Exchange Act of 1934 regulates the securities markets, with the principal cause being to save you fraud and manipulation.  It additionally created the SEC because the regulatory authority over the markets and marketplace participants.

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